政大機構典藏-National Chengchi University Institutional Repository(NCCUR):Item 140.119/115735

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政大機構典藏 > 商學院 > 國際經營管理英語碩士學程IMBA > 學位論文 > Item 140.119/115735

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题名:	臺灣銀行業之全球挑戰:防制洗錢與打擊資助恐怖主義–以兆豐國際商業銀行為例 A global challenge of taiwanese banking industry : anti-money laundering and combating the financing of terrorism – a case study of mega international commercial bank
作者:	孫曼蓉 Sun, Man-Jung
贡献者:	吳文傑 Wu, Jack 孫曼蓉 Sun, Man-Jung
关键词:	洗錢金融恐怖主義兆豐國際商業銀行紐約州金融服務廳巴拿馬文件 Money Laundering Financing of Terrorism Mega International Commercial Bank New York State Department of Financial Services
日期:	2018
上传时间:	2018-02-02 11:08:07 (UTC+8)
摘要:	Money laundering (ML) involves a wide range of predicate offenses, including drug trafficking, human smuggling, arms smuggling, gambling, fraud, tax evasion, etc. Additionally, money laundering activities had been associated with drug trafficking or organized crime in the past, but the terrorist attacks on September 11th, 2001 have highlighted the link between money laundering activities and terrorist financing (TF). Due to the over-banking phenomenon in Taiwan, banks focus more on business performance than compliance, resulting in the violation incident of Mega International Commercial Bank (Mega Bank) New York Branch with a huge penalty of US$180 million fined by the New York State Department of Financial Services (NYDFS) in August, 2016. The violation incident of Mega Bank New York Branch has reinforced the importance of compliance with international Anti-money laundering/Combating the financing of terrorism (AML/CFT) standards for risk mitigation. Taiwan will undergo the third round of the Asia/Pacific Group on Money Laundering (APG) mutual evaluations in 2018, it calls for not only government legislation but also raising public awareness of ML/TF crimes and involves the public cooperation with the government in the fight against ML/TF.
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Rev., Vol. 121, pp. 807-873 Chinese Reference: 吳瓊佩 (2014)，我國銀行法令遵循制度之研究，國立政治大學法學院法律科際整合研究所碩士學位論文。邱莉婷 (2011)，我國金融服務業發展之回顧與展望，經濟研究第11期，pp. 171-197 張迺佳 (2016)，我國商業銀行洗錢防制與打擊資助恐怖主義法規範之問題與對策探討，國立政治大學法律學系碩士在職專班碩士學位論文。 Reference Websites: Anti-Money Laundering Division, Investigation Bureau, Ministry of Justice, Available at: https://www.mjib.gov.tw/EditPage/?PageID=3bf48af4-bfbe-41e3-9137-d908e16eb1cc Asia/Pacific Group on Money Laundering (APG), Available at: http://www.apgml.org/about-us/page.aspx?p=91ce25ec-db8a-424c-9018-8bd1f6869162 http://www.apgml.org/about-us/page.aspx?p=ac38f87e-2341-43e6-84b2-4dbd6346f6c3 http://www.apgml.org/fatf-and-fsrb/page.aspx?p=94065425-e6aa-479f-8701-5ca5d07ccfe8 http://www.apgml.org/members-and-observers/page.aspx?p=8c32704a-5829-4671-873c-7b5a23ced347 http://www.apgml.org/methods-and-trends/page.aspx?p=a4a11dca-75f2-4dae-9c25-6215103e56da Chinatimes, Available at: http://www.chinatimes.com/newspapers/20160824000360-260102 Commercial Times, Available at: https://ctee.com.tw/News/ViewCateNews.aspx?newsid=155514&cateid=cjzc Compliance Alert, Available at: http://www.calert.info/details.php?id=944 Council on Foreign Relations (CFR), Available at: https://www.cfr.org/backgrounder/what-are-economic-sanctions Executive Yuan, Republic of China (Taiwan), Available at: http://english.ey.gov.tw/News_Content.aspx?n=3FA02B129BCA256C&sms=925E4E62B451AB83&s=DEED8C612AC1786A http://english.ey.gov.tw/News_Hot_Topic.aspx?n=0575F174E90C38F0&sms=2413CFE1BCE87E0E http://english.ey.gov.tw/News_Hot_Topic.aspx?n=5D67267C4F593FE7&sms=7F46BDB40CA63F10 Financial Action Task Force (FATF), Available at: http://www.fatf-gafi.org/about/ http://www.fatf-gafi.org/about/whatwedo/ Financial Supervisory Commission, Banking Bureau, Available at: https://www.banking.gov.tw/en/home.jsp?id=18&parentpath=0,5 https://www.banking.gov.tw/ch/home.jsp?id=157&parentpath=0,4&mcustomize=bstatistics_view.jsp&serno=201105120009 Focus Taiwan, Available at: http://focustaiwan.tw/news/aipl/201703160021.aspx Forbes, Available at: https://www.forbes.com/sites/niallmccarthy/2016/04/04/the-most-popular-tax-havens-in-the-panama-papers-infographic/#15e27ab34a93 International Consortium of Investigative Journalists (ICIJ), Available at: https://panamapapers.icij.org/graphs/ International Financial Law Review (IFLR), Available at: http://www.iflr.com/Article/3748204/New-anti-money-laundering-legislation-in-Taiwan-Implementation-of-the-newly-amended-Money-Laundering.html International Monetary Fund (IMF), Available at: http://www.imf.org/external/pubs/ft/fandd/2002/12/elqorchi.htm KYC360, Available at: https://kyc360.com/article/podcast-everyday-money-laundering/ Mega International Commercial Bank, Available at: https://www.megabank.com.tw/en/about.asp https://www.megabank.com.tw/en/about_oc.asp https://www.megabank.com.tw/en/dload01.asp https://www.megabank.com.tw/other/event_01.asp?sno=810 https://www.megabank.com.tw/en/Press_Release20160819.asp Ministry of Foreign Affairs, Republic of China (Taiwan), Taipei Liaison Office in the RSA, Available at: http://www.roc-taiwan.org/za_en/post/4821.html Monetary Authority of Singapore (MAS), Available at: http://www.mas.gov.sg/News-and-Publications/Media-Releases/2016/Singapore-Has-Strong-Framework-for-Combatting-Money-Laundering-and-Terrorism-Financing.aspx Newsweek U.S. Edition, Available at: http://www.newsweek.com/panama-papers-top-ten-tax-havens-where-money-hidden-444512 New York State Department of Financial Services (NYDFS), Available at: http://www.dfs.ny.gov/about/eagen.htm SWI swissinfo.ch., Available at: https://www.swissinfo.ch/eng/secret-banking_switzerland-still-tops-financial-secrecy-index/41755204 Tax Justice Network (TJN), Available at: http://www.financialsecrecyindex.com/introduction/fsi-2015-results The Atlantic, Available at: https://www.theatlantic.com/international/archive/2016/04/panama-papers-tax-havens-world/477042/ The Egmont Group of Financial Intelligence Units, Available at: https://www.egmontgroup.org/en/content/about The Wolfsberg Group, Available at: http://www.wolfsberg-principles.com/index.html TheNewsLens, Available at: https://international.thenewslens.com/article/79235 United Nations Office on Drugs and Crime (UNODC), Available at: https://www.unodc.org/unodc/en/about-unodc/index.html?ref=menutop https://www.unodc.org/unodc/en/money-laundering/laundrycycle.html World Economic Forum, Available at: https://www.weforum.org/agenda/2016/04/5-charts-on-the-panama-papers-leaks
描述:	碩士國立政治大學國際經營管理英語碩士學位學程(IMBA) 105933011
資料來源:	http://thesis.lib.nccu.edu.tw/record/#G0105933011
数据类型:	thesis
显示于类别:	[國際經營管理英語碩士學程IMBA] 學位論文

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