政大機構典藏-National Chengchi University Institutional Repository(NCCUR):Item 140.119/118742
English  |  正體中文  |  简体中文  |  Post-Print筆數 : 27 |  全文笔数/总笔数 : 112721/143689 (78%)
造访人次 : 49552318      在线人数 : 1047
RC Version 6.0 © Powered By DSPACE, MIT. Enhanced by NTU Library IR team.
搜寻范围 查询小技巧：
  • 您可在西文检索词汇前后加上"双引号"，以获取较精准的检索结果
  • 若欲以作者姓名搜寻，建议至进阶搜寻限定作者字段，可获得较完整数据
    •  进阶搜寻


    请使用永久网址来引用或连结此文件: https://nccur.lib.nccu.edu.tw/handle/140.119/118742


    题名: 寬恕政策實施之三階段賽局有效性分析
    The Effectiveness of the Leniency Policy, a Three-stage Subgame Analysis
    作者: 康家寧
    Kong, Chia-Ning
    贡献者: 王智賢
    Wang, Jue-Shyan
    康家寧
    Kong, Chia-Ning
    关键词: 寬恕政策
    反托拉斯
    聯合行為
    子賽局完全均衡
    Leniency policy
    Antitrust
    Collusion
    Subgame perfect equilibrium
    日期: 2018
    上传时间: 2018-07-18 11:11:17 (UTC+8)
    摘要: 本研究主要針對廠商的聯合行為及寬恕政策實施有效性，進行二階段與三階 段賽局分析，並根據分析結果提出政策建議。藉由將廠商是否因實施寬恕政策而 選擇聯合加入第一階段，得出在三階段模型下，執法機構調查成功機率與開始調 查前第一家告發廠商之罰款減免比例越高時，政策成效越佳且具高度穩定性;而 調查開始後之罰款減免不影響政策實施之成效。另外，比起僅第一家告發廠商可 獲得罰款減免，若第二家廠商亦可獲得罰款減免時，其寬恕政策申請之可能性相 對較高。再者，當二階段基本模型與三階段模型罰款減免之和相同時，兩模型之 結果相等。最後，當將二模型應用至美國、台灣、歐盟及日本四個國家或經濟體 時，若以政策有效性以及申請之可能性為判斷依據，我們得出日本制定的政策優 於或無異於歐盟的政策，而歐盟政策又優於美國和台灣的政策。
    This paper mainly focuses on the effectiveness of the leniency policy which makes cartel members spontaneously report to the enforcement. Through extending the models of Silbye (2012) and Wang et al. (2016) by adding the first stage, either the firms collude or not, to the framework, this paper explores two theoretical models, a two-stage and a three-stage subgames, to investigate leniency policy. The result shows that during the post-investigation, the higher the rate of successful investigation and fine reduction of the first granted firm are, the more effective and stable the policy is. In addition, the fine immunity or reduction rate of per-investigation has no effect on the effectiveness of the policy. Moreover, when the sum of the fine reduction rates of the two-stage model is the same as the three-stage model, the result will be the same. Finally, we apply these two models to the policy of United States, Taiwan, European Union, and Japan. If we take the effectiveness and the possibility of the policies into consideration, we find that Japan’s leniency policy is at least as good as E.U.’s, which is better than U.S. and Taiwan’s policy.
    參考文獻: 王智賢，侯文婷與林玫吟 (2016)，「聯合行為寬恕政策之跨國比較」，《社會科學論叢》，10(1)，65-87。
    王銘勇 (2006)，「聯合行為寬恕減免責任條款之研究」，《公平交易季刊》，14(1)，75-133。
    王銘勇 (2017)，「公平交易法寬恕政策與檢舉獎金辦法之分析與檢討」，《公平交易季刊》，25(3)，127-176。
    楊銘宏 (2008)，《卡特爾規範之研究—以寬恕政策為中心》，中原大學財經法律研究所碩士論文。
    顏廷棟 (2008)，「寬恕政策實施子法之研究」，《公平交易季刊》，16(4)，67-115。
    顏廷棟 (2012)，「聯合行為之執法檢討與展望」，《公平交易季刊》，20(4)，1-52。
    Blum, Ulrich, Nicole Steinat, and Michael Veltins (2008), “On the Rationale of Leniency Programs: A Game-theoretical Analysis,” European Journal of Law and Economics, 25(3), 209-229.
    Bigoni, Maria, Sven-Olof Fridolfsson, Chloé Le Coq, and Giancarlo Spagnolo (2012), “Fines, Leniency, and Rewards in Antitrust,” The RAND Journal of Economics, 43(2), 368-390.
    Brenner, Steffen (2009), “An Empirical Study of the European Corporate Leniency Program,” International Journal of Industrial Organization, 27(6), 639-645.
    Choi, Yun Jeong and Kyoung Soo Hahn (2014), “How Does a Corporate Leniency Program Affect Cartel Stability? Empirical Evidence from Korea,” Journal of Competition Law and Economics, 10(4), 883-907.
    Ellis, J. Christopher and Wesley W. Wilson (2001), “What Doesn`t Kill us Makes us Stronger: An Analysis of Corporate Leniency Policy,” University of Oregon.
    Hamaguchi, Yasuyo, Toshiji Kawagoe, and Aiko Shibata (2009), “Group Size Effects on Cartel Formation and the Enforcement Power of Leniency Programs,” International Journal of Industrial Organization, 27(2), 145-165.
    Harrington, E. Joseph, Jr. (2006) “Corporate Leniency Programs and the Role of the Antitrust Authority in Detecting Collusion,” Competition Policy Research Center Discussion Paper, CPDP-18-E.
    Harrington, E. Joseph, Jr. and Myong-Hun Chang (2015), “When Can We Expect a Corporate Leniency Program to Result in Fewer Cartels?” The Journal of Law and Economics, 58(2), 417-449.
    Hinloopen, Jeroen and Adriaan R. Soetevent (2008), “Laboratory Evidence on the Effectiveness of Corporate Leniency Programs,” The RAND Journal of Economics, 39(2), 607-616.
    Miller, H. Nathen (2009), “Strategic Leniency and Cartel Enforcement,” American Economic Review, 99(3), 750-768.
    Motta, Massimo and Michele Polo (2003), “Leniency Programs and Cartel Prosecution,” International Journal of Industrial Organization, 21(3), 347-379.
    Park, Sangwon (2014), “The Effect of Leniency Programs on Endogenous Collusion,” Economics Letters, 122(2), 326-330.
    Silbye, Frederik (2012), “A Note on Antitrust Damages and Leniency Programs,” European Journal of Law and Economics, 33(3), 691-699.
    Stephan, Andreas (2009), “An Empirical Assessment of the European Leniency Notice,” Journal of Competition Law and Economics, 5(3), 537-561.
    描述: 碩士
    國立政治大學
    財政學系
    105255008
    資料來源: http://thesis.lib.nccu.edu.tw/record/#G0105255008
    数据类型: thesis
    DOI: 10.6814/THE.NCCU.PF.006.2018.F07
    显示于类别:[財政學系] 學位論文

    文件中的档案:

    档案 大小格式浏览次数
    500801.pdf1173KbAdobe PDF2163检视/开启


    在政大典藏中所有的数据项都受到原著作权保护.


    社群 sharing

    著作權政策宣告 Copyright Announcement
    1.本網站之數位內容為國立政治大學所收錄之機構典藏，無償提供學術研究與公眾教育等公益性使用，惟仍請適度，合理使用本網站之內容，以尊重著作權人之權益。商業上之利用，則請先取得著作權人之授權。
    The digital content of this website is part of National Chengchi University Institutional Repository. It provides free access to academic research and public education for non-commercial use. Please utilize it in a proper and reasonable manner and respect the rights of copyright owners. For commercial use, please obtain authorization from the copyright owner in advance.

    2.本網站之製作，已盡力防止侵害著作權人之權益，如仍發現本網站之數位內容有侵害著作權人權益情事者，請權利人通知本網站維護人員(nccur@nccu.edu.tw)，維護人員將立即採取移除該數位著作等補救措施。
    NCCU Institutional Repository is made to protect the interests of copyright owners. If you believe that any material on the website infringes copyright, please contact our staff(nccur@nccu.edu.tw). We will remove the work from the repository and investigate your claim.
    DSpace Software Copyright © 2002-2004  MIT &  Hewlett-Packard  /   Enhanced by   NTU Library IR team Copyright ©   - 回馈