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    政大機構典藏 > 法學院 > 法律學系 > 期刊論文 >  Item 140.119/13719
    Please use this identifier to cite or link to this item: https://nccur.lib.nccu.edu.tw/handle/140.119/13719


    Title: 證券主管機關之行政調查權
    Authors: 林國全
    Date: 1998-07
    Issue Date: 2008-12-12 13:57:34 (UTC+8)
    Abstract: 壹、前言
    貳、現行證交法有關規定之檢討
    一、證交法第三十八條對發行人等及第十八條之一對證券服務事業之檢查權
    二、證交法第六十四條對證券商及第一百六十二條對證交所之檢查權
    三、證交法第九十一條對證券商同業公會之行政檢查權

    參、賦予證券主管機關行政調查權之必要性
    一、行政調查權與行政檢查權之區別
    二、證券不法行為之特殊性
    三、證券主管機關無行政調查權之影響

    肆、結論與建議
    Relation: 月旦法學雜誌,39,29-38
    Data Type: article
    Appears in Collections:[法律學系] 期刊論文

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