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    政大機構典藏 > 商學院 > 資訊管理學系 > 學位論文 >  Item 140.119/35261
    Please use this identifier to cite or link to this item: https://nccur.lib.nccu.edu.tw/handle/140.119/35261


    Title: 以知識為本的協同文件管理之研究—以政府電子檔案管理為例
    Research and Development on Architecture for Knowledge-based Collaborative Record Management-—on Example of National Records and Archives
    Authors: 賴盈汝
    Lai, Ying-Ru
    Contributors: 姜國輝
    Chiang, Johannes
    賴盈汝
    Lai, Ying-Ru
    Keywords: 協同文件管理
    檔案管理
    協同作業
    知識網格
    網格
    長期典藏
    聯邦式協同
    Collaborative Record Management
    Record Management
    Collaborative Operation
    Knowledge-based Grids
    Grids
    Persistent Archives
    Federation
    Date: 2004
    Issue Date: 2009-09-18 14:34:47 (UTC+8)
    Abstract: 電子化作業為我政府作業營運揭開新的序幕,身為政府知識基礎之檔案管理,其多項電子化作業亦已步上軌道。而隨著典藏量不斷擴充與資訊技術快速的更迭,檔案的長期可讀取性成為電子檔案管理的瓶頸。因此,現代化電子檔案管理主要願景,即為善用資訊技術,建立穩定且具可擴充性之基礎架構,發展合乎時代需求之運作模式(Business Model),以促進檔案長久保存,增進檔案處理效能,確保知識永續利用。
    由國內外經驗發現,資訊平台間流程與資訊元件間之互通性即為架構互通性之關鍵點。因此本研究採用Zachman Framework為框架,分析資訊元件、流程與地點等檔案協同作業系統之關聯元件,以符合上述需求;於流程部分,本研究綜合美國與澳洲等電子檔案管理工作發展與知識管理之現行模型,提出「以知識為本之電子檔案管理作業流程螺旋」,以提升典藏文件之知識辨識、擷取與利用效率。
    於架構部分,本研究則基於美國NARA提出之重要儲存技術架構-「以知識為本之網格(Knowledge-based GRIDs)(簡稱知識網格)」,綜合參考聯合國UN/CEFACT提出之「ebXML協同作業框架」,據以建立「以知識為本的協同文件管理技術框架與作業模型:KPC框架」,以期於分散式文件管理的基礎上,實現檔案管理系統間之作業互通性。後續並針對我政府電子檔案管理作業進行框架分析,以為系統建構之參考建議。
    Based on its e-Government project, ROC government is stepping in a new stage of routine services. Record management that serves as the basis of government knowledge management, are transferring into digital manner to enhance the efficiency and the convenience of the related services. Regarding the explosive increase of record volume and emerging of information technology, the Long-Term Accessibility of preserved material become a crucial issue on e-record management. Aiming at keeping and managing files through long period, as well as to facilitating record with knowledge inside, a stable, scalable infrastructure and the underlying business model for manipulating information becomes the very important task for knowledge management within e-government field.
    It is found interoperability between processes and between information is the key point of such interoperable information architecture. Therefore, this research applies Zachman Framework as an approach to investigate the required information, processes, and locations and further the IT architect for such a system as described above. Integrating existing models on Knowledge Management and related Record Management works done in USA (so-called Knowledge-based Grids by NARA) and Australia, this research carries out the "Knowledge-based Record Management Spiral" to enhance the recognition, acquirement, and utilization of archive knowledge.
    Based on the aforementioned architect, this thesis combines the experiences from "Knowledge-based GRIDs" of SDSC and "ebXML Collaboration Framework" by UN/CEFACT, and then coins a blueprint for the "Knowledge-based Preservation and Collaboration Framework"(KPC Framework), The KPC Framework can be applied by archivists or archival designers to model the collaboration activities in digital archive domain. Last but not the least, this framework is employed to build a trial model for Taiwan’s governmental e-record management and a validation on the feasibility of this model is also done by means of informal test.
    Reference: 英文參考文獻:
    (一)書籍、手冊類:
    1. Foster, I. and Kesselman, C.(1999) The Grid: Blueprint for a New Computing Infrastructure , Morgan Kaufmann Publishers, 1999.
    2. Foster, I. and Kesselman, C.(2004) The Grid 2: Blueprint for a New Computing Infrastructure , Morgan Kaufmann.
    3. Inmon, W. H., Zachman, J. A. and Geiger, J. G.(1997), Data Stores, Data Warehousing, and the Zachman Framework: Managing Enterprise Knowledge. Computing Mcgraw-Hill.
    4. Finielstein, C. and Aiken, P.(2000), Building Corporate Portals with XML. Mcgraw-Hill.
    5. Minoli, D.(2005), A Network Approach to Grid Computing, John Wiley & Sons, Inc., Hoboken, New Jersey.
    6. Probst, G., Raub,S. , and Romhardt. K.(2000)Managing Knowledge: Building Blocks for Success . Chichester : John Wiley & Sons.
    (二) 期刊、雜誌、新聞文章、摘要資料:
    1. Chervenak, A., Foster, I., Kesselman, C., Salisbury, C. & Tuecke, S. (2001). The Data Grid: Towards an Architecture for the Distributed Management and Analysis of Large Scientific Datasets, Journal of Network Computing, 187–200.
    2. Foster, I.(2002), What is the Grid? A Three Point Checklist, Grid Today, Vol. 1, No. 6, 22 July 2002. http://www.gridtoday.com/ 02/0722/100136.html.
    3. Foster I., Kesselman C., and Tuecke S.(2001), The anatomy of the grid: Enabling scalable virtual organizations, International J. Supercomputer Applications, 15(3), 2001.
    4. Heimbigner, D. and McLeod, D.(1985) A federated architecture for information management, ACM Transactions on Information Systems (TOIS), Vol. 3, Issue 3, July 1985.
    5. Moore, R.(2003c) Virtualization Services within Data Grids, Business Briefing: Data Management and Storage Technology, Business Briefings Ltd., 2003.
    6. Thibodeau, K. (2000). Building the Archives of the Future, D-Lib Magazine.
    7. Zachman, J. A.(1987) A Framework for Information System Architecure, IBM system Journal, Vol. 26, no, 3, 1987.
    (三) 專門或研究報告:
    1. CCSDS (2002). Reference Model for an Open Archival Information System, Retrieved March 13, 2004 from http://www.ccsds.org/documents/pdf/CCSDS-650.0-R-2.pdf.
    2. UN/CEFACT and OASIS(2001),Business Process and Business Information Analysis Overview v1.0(Technical Reports No. bpOVER), May 11, 2001.
    3. International Council on Archives[ICA](1994), ISAD(G):General International Standard Archival Description.
    4. Moore, R. (2003a). Common Consistency Requirements for Data Grids, Digital Libraries, and Persistent Archives. Grid Protocol Architecture Group draft, Global Grid Forum, April 2003.
    5. Moore, R.(2003b) Preservation of Data. SDSC Technical Report 2003-006, San Diego, California, September, 2003.
    6. Moore, R. and Merzky, A. (2003). Persistent Archive Concepts, Retrieved May 1, 2004 from http://www.npaci.edu/DICE/Pubs/ Data-PAWG-PA.doc.
    (四) 會議專刊或專題座談會論文:
    1. Chiang, J.(2003), Zachman Framework, Presentation slides for UN/CEFACT TMG Intri-Meeting, December, 2003.
    2. Foster, I.(2003) Introduction to the Grid. Retrieved June 13, 2004 from http://www-fp.mcs.anl.gov/~foster/Talks/Comdex%20Grid%20Foster%20November%202003.ppt.
    3. Foster I., Kesselman C., Nick J., and Tuecke S.(2002), The Physiology of the Grid: An Open Grid Services Architecture for Distributed Systems Integration, Open Grid Service Infrastructure WG, Global Grid Forum, June 22, 2002.
    4. Moore, R (2001). Knowledge-based Grids, Proceedings of the 18th IEEE Symposium on Mass Storage Systems and Ninth Goddard Conference on Mass Storage Systems and Technologies, San Diego, California, April 2001.
    5. Moore, R. (2004a). Preservation Environments, 21st IEEE Symposium on Mass Storage Systems and 12th Goddard Conference on Mass Storage Systems and Technologies, April 2004.
    6. Moore, R. (2004b) Grid based Solutions for Distributed Data Management. Presentation slides for PRDLA 2004 Annual Conference, Taipei, Taiwan, 16 October, 2004. Retrieved December 23 , 2004 from http://lib.hku.hk/PRDLA_2004/
    7. Moore, R. (2004c) Using Data Grids to Manage Distributed Data, Presentation slides for PNC 2004 Annual Conference, Taipei, Taiwan, 17-22 October, 2004.
    8. Najmi, F., Berthomieu, F., and Bourge, F. (2004)The UN/CEFACT Registry/Repository Architecture. Presentation slides for 5th UN/CEFACT Forum, Vienna, U.S., September, 2004.
    9. Rajsekar, A., Wan M., Moore R., and Schroeder W.(2004) Data Grid Federation, submitted to PDPTA 2004 - Special Session on New Trends in Distributed Data Access, January, 2004.
    (五) 學位論文:無
    (六) 其他未出版之著作:無
    (七) 電子媒體資料:
    1. Channabasavaiah K., and Holley K.(2004) Migrating to a Service-oriented Architecture. Retrieved May 28,2004 from ftp://ftp.software.ibm.com/software/info/openenvironment/G224-7298-00_Final.pdf.
    2. NARA (1997/2000) Ready Access to Essential Evidence:The Strategic Plan of the National Archives and Records Administration 1997-2007, Retrieved March 23, 2004 from http://www.archives.gov/about_us/ strategic_planning_and_reporting/2000_strategic_plan.html#goals
    3. NARA(2001) About ERA, Retrieved March 30 , 2004 from http://www.archives.gov/electronic_records_archives/about_era.html
    4. National Archive of Australia (2000). The DIRKS methodology – a users guide. Retrieved April 20, 2004 from http://www.naa.gov.au/recordkeeping/dirks/dirksman/part1.html#fn5
    5. RLG(2002)A Metadata Framework to Support the Preservation of Digital Objects, June 2002, from http://www.oclc.org/research/projects/pmwg/pm_framework.pdf
    6. Unger J., and Haynos M.(2003) A visual tour of Open Grid Services Architecture. Retrieved August 20, 2004 from http://www-106.ibm.com/developerworks/grid/library/gr-visual/
    (八) 法令:無
    中文參考文獻:
    (一) 書籍、手冊類:
    1. 梁中平等(民91),ebXML標準與電子商務應用,台北:經濟部技術處。
    2. 韓玉梅(1995),外國現代檔案管理教程,北京:人民大學出版社。
    3. 薛理桂(民87),檔案學導論,臺北:漢美出版社。
    4. 檔案管理局(民90),機關檔案管理作業手冊,台北:檔案管理局。
    5. 檔案管理局(民91b),邁向2011-檔案管理十年發展策略,台北:檔案管理局。
    (二) 期刊、雜誌、新聞文章、摘要資料:
    1. 中研院計算中心(民93b),《業務說明》:本院物理所暨計算中心參與「全球計算網格佈署計畫」之說明,台北:中研院計算中心通訊,第 20 卷 08 期,93 年 04 月 05 日。
    2. 岳玉山(民93),電子紀錄管理,台北:檔案季刊第三卷第二期,93年9月,頁74-87。
    3. 薛理桂(民90),我國檔案管理之困境與突破,台北:國立中央圖書館臺灣分館館刊,第七卷第三期,頁64-70。
    (三) 專門或研究報告:
    1. 姜國輝、林誠謙等(民93),電子檔案長期保存計數之研究報告(計畫編號:RDEC-NAA-資-093-006),台北:檔案管理局。民93年11月。
    2. 陳昭珍(民92),我國國家檔案描述標準化之研究報告(計畫編號:RDEC-NA-02-092-003),台北:檔案管理局,民國92年11月。
    3. 楊新章等(民92),全國檔案知識管理系統建置之研究報告(計畫編號:RDEC-NA-05-092-001),台北:檔案管理局,民國92年11月。
    (四) 會議專刊或專題座談會論文:無
    (五) 學位論文:
    1. 黃惠卿(民93),資訊科技在共同行銷應用之研究∼以銀行與保險業務為例,國立政治大學商學院EMBA資管組93年碩士論文。
    2. 趙培因(民92),以政府文件管理建構知識管理策略之研究 以美國及我國國家檔案中央主管機關為例,國立政治大學商學院EMBA資管組92年碩士論文。
    3. 鍾豐謙(民91),專家輔助搜尋策略之研究,國立政治大學資訊管理系91年碩士論文。
    (六) 其他未出版之著作:
    1. 邱菊梅(民93),規劃電子公文檔案管理系統注意事項,機關電子公文檔案管理系統置辦計畫工作研習營演講簡報,花蓮,民93年5月4日。
    2. 中研院計算中心(民93c),數位典藏異地備份-以中央研究院單位計畫規劃方案為例,中央研究院內部例行會議簡報資料,民國93年10月。
    3. 檔案管理局(民93b),國家檔案描述標準格式(草案)--一般性檔案,檔案管理局未出版資料。
    4. 檔案管理局(民93c),國家檔案描述標準格式(草案)--特殊性檔案,檔案管理局未出版資料。
    5. 檔案管理局(無日期),全國檔案資訊系統功能圖,檔案管理局未出版資料。
    (七) 電子媒體資料:
    1. NDAP(民94a),數位典藏國家行科技計畫簡介,民國94年1月13日取自數位典藏國家型科技計畫網頁:http://www.ndap.org.tw/1_intro/intro.php。
    2. 中研院計算中心(民93a),計算中心簡介,民國93年12月13日取自中央研究院計算中心網頁:http://www.ascc.net/center/index.html
    3. 台灣ebXML推廣中心(民93),ebXML架構-OASIS相關技術委員會,民國93年12月5日取自台灣ebXML推廣中心網頁: http://www.ebxml.org.tw/big5/content/ebxml_oasis.htm.
    4. 李清培(民92),Web services 之規劃策略與設計模式 -- 企業觀點,民國93年9月15日取自:http://www.microsoft.com/taiwan/msdn/columns/dotNETResearch/webservicesent_02.htm
    5. 陳兆祦與和寶榮(無日期),檔案工作專業術語解答-檔案定義,民國94年2月5日取自北京大學檔案館網頁:http://www.pku.edu.cn/lib&mus/archives/ywzhdao/daywzhd2/dadyi.htm
    6. 薛理桂(民93),國際與美加等國檔案編目規則探討,取自台灣大學圖書館網頁:http://www.lib.ntu.edu.tw/pub/univj/uj3-4/uj3-4_6.html
    7. 檔案管理局(民91c),全國檔案資訊系統計畫,民國93年3月28日取自檔案管理局網頁:http://www.archives.gov.tw/internet/c_about_plant _d3.aspx.
    8. 檔案管理局(民93a),議題二「電子文件檔案管理」背景資料,民國93年10月1日取自檔案管理局網頁:http://www.archives.gov.tw/internet/download/09308180937360442111420/議題二電子文件檔案管理背景資料.pdf
    (八) 法令:
    1. 國家檔案移轉辦法(民94修正)。
    2. 檔案法(民91)。
    3. 機關電子檔案管理作業要點(民92)。
    Description: 碩士
    國立政治大學
    資訊管理研究所
    91356035
    93
    Source URI: http://thesis.lib.nccu.edu.tw/record/#G0913560351
    Data Type: thesis
    Appears in Collections:[資訊管理學系] 學位論文

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