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| Title: | 生技製藥產業併購之專利權盡職調查－美國與台灣之發明人適格與專利權歸屬議題
A Study on Patent Due Diligence during Mergers and Acquisitions in Biopharmaceutical Industry - The Inventorship and Ownership Issues in U.S. and Taiwan |
| Authors: | 許宏銘
Hsu, Hung-Ming |
| Contributors: | 陳桂恒
Chan, Kwei-Hang
許宏銘
Hsu, Hung-Ming |
| Keywords: | 專利權
盡職調查
生技製藥
發明人適格
專利權歸屬
Patent
Due diligence
Biopharmaceutical
Inventorship
Ownership |
| Date: | 2018 |
| Issue Date: | 2019-01-04 17:17:20 (UTC+8) |
| Abstract: | 生技製藥產業為高知識高技術密集的產業，核心技術是一家生技製藥公司的重要資產，其商業活動與專利權的運用息息相關。隨著生技製藥產業的發展，生技製藥公司的併購交易數量與規模亦顯著增加，生技製藥公司藉由併購交易得以快速提升其市場競爭力。對於核心技術的專利權進行盡職調查，當然是生技製藥公司併購活動中重要且必要的程序。
不論是內部自行研發或與外部機構共同研發產生的專利權，其專利發明人與權利歸屬都是基本且重要的議題。因此對專利權進行盡職調查時，確認專利發明人是否適格以及專利權的歸屬，攸關於日後實施專利權的自由度與營運風險。
本研究實際調查台灣生技製藥公司發明人的情形，發現其專利發明人為高階經理人（比如公司董事長或總經理）的比例超過32%，較美國公司僅0.02%的比例明顯高出許多；以及透過美國法院的判決，探討專利發明人適格與專利權歸屬發生錯誤時將導致的嚴重結果。因此在專利權的盡職調查時，應確認專利發明人適格與專利權的歸屬是否正確且無瑕疵，同時提出下列四點建議：（1）確實做好專利權歸屬的盡職調查；（2）發明人與專利權歸屬契約的重要；（3）有關專利權歸屬文件的管理要確實；以及（4）儘早採取補救的措施，以供未來台灣生技製藥公司在併購交易時的參考。
The biopharmaceutical industry is a high-knowledge and high-tech intensive industry. The core technology is an important asset of a biopharmaceutical company. The business of a biopharmaceutical company is closely related to the its patents. With the development of the biopharmaceutical industry, the number and scale of M&A by biopharmaceutical companies have also increased significantly. Biopharmaceutical companies have leveraged their competitiveness through M&A transactions. Patent due diligence on the core technologies is actually an important and necessary process during the biopharmaceutical companies’ M&A.
Whether a biopharmaceutical company’s patent is developed by R&D internally or corperated with external institutions, the inventorship and ownership are fundamental and important issues. Therefore, when conducting the patent due diligence, confirmation of the inventorship and ownership of the patent is important and related to the freedom and risk of operation in the future.
This study investigates the inventorship of biopharmaceutical companies in Taiwan and finds that the ratio which the company’s excutive managers, such as Chairman of the board or General Manager, as inventors is higher than 32%. That is significantly higher than the ratio of only 0.02% in US companies. Serious consequences from the inventorship ineligibility or ownership error of the patent are also discussed through the US court judgments. Therefore, in the patent due diligence, it should be confirmed whether the inventorship and ownership of a patent are correct and flawless. At the same time, the following four suggestions are proposed: (1) do the patent due diligence solidly; (2) the contracts relating to a patent’s inventorship and ownership are important; (3) management of the documents relating to a patent’s inventorship and ownership should be solid; and (4) take remedies as soon as possible. Hope it may provide references for biopharmaceutical companies in Taiwan when conducting M&A transactions in the future. |
| Reference: | 專書
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產業研究報告
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法院判決
01. 131 S. Ct. 2188 (2011).
02. 303 F.R.D. 254 (W.D.Pa. 2014).
03. 443 F. Supp. 2d 570 (S.D.N.Y. 2006).
04. 447 US 303 (1980).
05. 487 F. Supp. 2d 1099, 1117-19 (N.D. Cal., 2007).
06. 583 F.3d 832, 841-842(Fed. Cir., 2009).
07. 838 F.3d 1283 (Fed. Cir. 2016)
08. 智慧財產法院98年度民專更（ㄧ）字第1號民事判決。
09. 智慧財產法院101年度民專訴字第100號。
10. 最高法院104年度台上字第2077號民事裁定。
網路資料
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05. Pfizer, Allergan scrap $160 billion deal after U.S. tax rule change. 來源：https://www.reuters.com/article/us-allergan-m-a-pfizer-idUSKCN0X3188, (最後瀏覽日：2018.11.25.)
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| Description: | 碩士
國立政治大學
科技管理與智慧財產研究所
105364209 |
| Source URI: | http://thesis.lib.nccu.edu.tw/record/#G0105364209 |
| Data Type: | thesis |
| DOI: | 10.6814/THE.NCCU.TIIPM.033.2018.F08 |
| Appears in Collections: | [科技管理與智慧財產研究所] 學位論文
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