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    Title: 從華為案看美國管制高科技產業的國安考量
    The US National Security Concerns on High-Tech Industry:the Case of Huawei
    Authors: 尹慧中
    Yin, Hui-Chung
    Contributors: 陳純一
    Chen, Chun-i
    尹慧中
    Yin, Hui-Chung
    Keywords: 華為
    5G
    出口管制
    國家安全
    美國政策分析
    電信設備
    Huawei
    5G
    Export Control
    National security
    U.S. Policy analysis
    Telecommunications equipment
    Date: 2020
    Issue Date: 2020-08-03 18:29:19 (UTC+8)
    Abstract: 本研究從華為個案看美國出於國家安全管制高科技產業的考量。華為是全球前三大的5G電信設備供應商,本研究從美國制裁華為個案之歷史脈絡發展分析,並對應美國5G國家安全戰略,以及該個案衍生的美國行政、立法措施,乃至於國際上的倡議效果。

    本研究從文獻上綜合研究美國維護國家安全的核心。美國是如何將國家安全核心考量化為戰略,並將戰略落實在行政與立法措施的實際行動、公共政策上。希望從研究與了解美國維護5G國家安全的經驗上,將作為我國政策、制度健全之參考面向。
    This study aims to illuminate U.S. considerations regarding national security regulations for high-tech industries based on the case of Huawei, one of the Global top three suppliers for 5G telecommunications equipment. The course of events leading up to U.S. sanctions on Huawei and subsequent developments will be analyzed in this study. Moreover, the U.S. corresponding national security strategy for 5G, U.S. administrative and legislative measures related to the case, as well as the effect of international advocacy will also be examined.

    This study draws on existing literature to summarize and investigate the core tenets of the U.S. protection of its national security. It studies how the United States forms strategies based on considerations of these core tenets and further implement the strategies in actual administrative and legislative measures as well as public policies. The U.S. experience in protecting national security under the 5G context will serve as valuable reference for our nation to refine current policies and institutions.
    Reference: 中文(按照筆畫排序)
    (一) 書籍
    何思因,「美國貿易政治」,台北:時英出版社,民國83年1月。
    政經編輯部編著,「最神秘的中國大亨」,政經雜誌社,民國103年。
    張利華,華為研發(第三版),機械工業出版,民國108年9月。
    田濤、吳春波,「下一個倒下的會不會是華為:故事、哲學與華為的興衰邏輯」,中信出版,民國106年8月1日
    吳春波,「華為沒有秘密2」,中信出版,民國107年9月1日。
    (二) 期刊論文
    侯育宏,「柯林頓政府高速電腦出口管制政策之研究」,台北縣:淡江大學美國研究所碩士論文,民國89年。
    徐振榮,「出口管制制度與系統之分析研究」,新竹市:國立交通大學科技管理研究所碩士論文,民國90年。
    趙俊筌,「美國對中國高科技出口管制之研究:以高效能電腦為例」,修平人文社會學報第十五期,民國99年9月。
    經濟部,「美、日、歐盟對無形技術管制之法令規定、作法及我國推動無形技術管控之可行性研究」,華冠國際顧問有限公司,民國100年3月。
    眾達國際法律事務所,「出口管制改革法案白皮書」,民國107年12月。
    經濟部國際貿易局貿易安全與管控小組副執行秘書許勝,「參加 SMi Group國防出口管制暨美國出口管制及再出口相關規定研討會報告」,民國106年12月。
    殷杏玲,「美國技術出口管制制度研究」,西南政法大學,民國98年。
    (三) 論壇研討會
    中華經濟研究院WTO及RTA中心,「淺談美中衝突對我國科技業影響」、「當前國際經貿新情勢:美國科技管制政策轉變」專題研討會,民國108年7-9月。
    財團法人台灣國際法學會主辦,國家通訊傳播委員會指導,台灣電信產業發展協會協辦,「5G與國際法」研討會之產官學對談,民國109月2月8日。
    (四) 網際網路
    行政院公共工程委員會資訊,連結https://www.pcc.gov.tw/News_Content.aspx?n=C61062639C0CD29F&sms=21EF9CF82726C1BB&s=6357834932B83C83
    華為投資控股有限公司,華為公司年報,https://www.huawei.com/cn/press-events/annual-report。
    華為公司,「華為高管媒體發聲實錄第一冊」、「華為高管媒體發聲實錄第二冊」電子版,民國107年12月至民國108年4月。
    華為心聲社區,http://xinsheng.huawei.com/cn/index。
    任正非2019年接受華爾街日報專訪影音,https://www.wsj.com/video/china/84773D7A-A6A1-445E-8CB1-7DFC99046569.html
    經濟部國貿局,「貿易法規與管理-高科技貨品管理」,https://www.trade.gov.tw/Pages/List.aspx?nodeID=1234
    中華民國駐美代表處經濟組,「美國軍民兩用出口管制實務概要」,民國108年4月11日,https://ekm101.trade.gov.tw/ckfinder/connector?command=Proxy&type=Files¤tFolder=%2F&fileName=%E7%BE%8E%E5%9C%8B%E8%BB%8D%E5%95%86%E5%85%A9%E7%94%A8%E5%87%BA%E5%8F%A3%E7%AE%A1%E5%88%B6%E5%AF%A6%E5%8B%99-%E5%A0%B1%E5%91%8A%E5%8F%8A%E5%9C%96%E7%A4%BA-final.pdf&cache=31536000
    全國法規資料庫,戰略性高科技貨品輸出入管理辦法(SHTC),民國106年修正,https://law.moj.gov.tw/LawClass/LawAll.aspx?pcode=J0090013
    經濟部國際貿易局貿易安全與管控小組,「SHTC進出口簽證實務」,https://www.trade.gov.tw/App_Ashx/File.ashx?FileID=8F411547060BB2AD

    英文(按照字母排序)
    (1)Books
    Stein Ringen ,The Perfect Dictatorship: China in the 21st Century , Hong Kong University Press ,2016.
    (2)Journal
    Analysis and Suggestions on Export Controls from The 2009 White Paper on the State of American Business in China , Foreign Investment in China, 2009.
    Boske, Leigh B, Port and supply-chain security initiatives in the United States and Abroad. Policy research project rept. 2006; 150.
    Earl Weisbaum, Extra-territorial Application to US Export Control Laws on Foreign Subsidiaries of US Corporations: An American Lawyer`s View from Europe, The International Lawyer, 1982.
    Henry H Willis, and Ortiz, David S, Evaluating the Security of the Global Containerized Supply Chain, RAND , 2004.
    Ian F. Fergusson and Paul K. Kerr, The U.S. Export Control System and the President’s Reform Initiative, Congressional Research Service, 2014.
    European Parliament, United States: Export Control Reform Act Briefing ,2019.
    IPlytic, Who is leading the 5G patent race? A patent landscape analysis on declared 5G patents and 5G standards contributions 2019.
    Peter Lichtenbaum and Victor Ban and Lisa Ann Johnson, Covington & Burling LLP, Back Defining “Emerging Technologies”: Industry Weighs In on Potential New Export Controls, China Business Review,2019.
    (3)Reports
    BBC, Robert Strayer : Huawei`s vulnerabilities create bug door, at https://www.bbc.com/news/av/technology-48775916/robert-strayer-huawei-s-vulnerabilities-create-bug-door
    Blomberg, AT&T Chief on Huawei and 5G Technology. Available at : https://www.bloomberg.com/news/videos/2019-04-24/at-t-ceo-stephenson-on-huawei-5g-technology-video
    CNBC, NBA-China controversy shows why US needs to be careful about Huawei, FCC commissioner says. Available at https://www.cnbc.com/2019/10/17/fccs-brendan-carr-nba-china-spat-shows-need-for-caution-with-huawei.html
    CNBC, Huawei says it would never hand data to China’s government. Experts say it wouldn’t have a choice. Available at https://www.cnbc.com/2019/03/05/huawei-would-have-to-give-data-to-china-government-if-asked-experts.html
    CNBC, Trump pressures federal pension to halt planned Chinese stock purchases .Available at https://www.cnbctv18.com/politics/trump-pressures-federal-pension-to-halt-planned-chinese-stock-purchases-5906541.htm
    (4)U.S. Court Case and Government Documents
    Cisco Systems, Inc. v. Huawei Technologies, Co., Ltd., 266 F. Supp. 2d 551,1, 25 (E.D. Tex. 2003).
    Investigative Report on the U.S. National Security Issues Posed by Chinese Secretary of Labor Letter MAY 11 2020 , Available at https://federalnewsnetwork.com/wp-Telecommunications Companies Huawei and ZTE, at https://intelligence.house.gov/news/documentsingle.aspx?DocumentID=96
    content/uploads/2020/05/051220_scalia_frtib_letter_FNN.pdf
    The White House, National Strategy To Secure 5G of the United States of America, Available at : https://www.whitehouse.gov/wp-content/uploads/2020/03/National-Strategy-5G-Final.pdf
    The White House and President Donald J. Trump ,National Security Strategy,2017.
    The White House and President Donald J. Trump ,United States Strategic Approach to the People’s Republic of China ,2020.
    USA v. Huawei Device Co., LTD., et al., CR19-10-RSM,1, 28, 2019.
    U.S. Department of Defense, Assessing and Strengthening the Manufacturing and Defense Industrial Base and Supply Chain Resiliency of the United States,2018.
    U.S. Department of State, FPC Briefing on the “Deep Dive: How the U.S. is Addressing 5G and Security.” 2019; Available at : https://www.state.gov/deep-dive-how-the-u-s-is-addressing-5g-and-security/
    U.S. Defense Innovation Board, The 5G Ecosystem:Risks and Opportunities for DOD, National Security Implications of Fifth Generation (5G) Mobile Technologies, Network Reliability and Security Risks to Emerging 5G Wireless Networks,2019.
    U.S. Department of Justice, Chinese Telecommunications Conglomerate Huawei and Subsidiaries Charged in Racketeering Conspiracy and Conspiracy to Steal Trade Secrets; Available at : https://www.justice.gov/opa/pr/chinese-telecommunications-conglomerate-huawei-and-subsidiaries-charged-racketeering
    (5)Internet Sources
    Electronic Code of Federal Regulations . Available at : https://www.ecfr.gov
    Federal Register Presidential Documents. Available at : https://www.federalregister.gov/presidential-documents/executive-orders/donald-trump/2019.
    GPA The Agreement in brief, Available at https://e-gpa.wto.org/en/GPAInBrief
    GOV.UK, Huawei cyber security evaluation centre oversight board: annual report 2019, Available at https://www.gov.uk/government/publications/huawei-cyber-security-evaluation-centre-oversight-board-annual-report-2019
    Huawei CFO Wanzhou Meng Charged With Financial Fraud, Available at : https://www.justice.gov/opa/pr/chinese-telecommunications-conglomerate-huawei-and-huawei-cfo-wanzhou-meng-charged-financial
    Mike Rogers and Ranking Member C.A., Investigative Report on the U.S. National Security Issues Posed by Chinese Telecommunications Companies Huawei and ZTE, Permanent Select Committee on Intelligence, U.S. House of Representatives 112th Congress , 2012.
    NDAA 2019-NDAA 2020, U.S. 116TH CONGRESS 1st Session, Available at : https://docs.house.gov/billsthisweek/20191209/CRPT-116hrpt333.pdf
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    The Federal Communications Commission. Available at : https://www.fcc.gov
    The International Wireless Industry Consortium, 5G Millimeter Wave Frequencies And Mobile Networks A Technology Whitepaper on Key Features and Challenges ,2019, Available at : https://www.skyworksinc.com/-/media/SkyWorks/Documents/Articles/IWPC_062019.pdf
    U.S. 116th Congress, Available at :www.congress.gov
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    U.S. Department of State. Available at : https://www.state.gov.
    Wassenaar Arrangement Available at : https://www.wassenaar.org/
    Description: 碩士
    國立政治大學
    國家安全與大陸研究碩士在職專班
    107981015
    Source URI: http://thesis.lib.nccu.edu.tw/record/#G0107981015
    Data Type: thesis
    DOI: 10.6814/NCCU202001126
    Appears in Collections:[國家安全與大陸研究碩士在職專班] 學位論文

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