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    Title: 論我國資通訊企業面臨美國專利蟑螂(Patent Troll)的困境與解方
    Discussion on the Dilemma and Solutions of Taiwanese Information and Communication Technology Enterprises Facing the Patent Troll
    Authors: 王嬿晴
    Wang, Yan-Cing
    Contributors: 鄭菀瓊
    Cheng, Wan-Chiung
    王嬿晴
    Wang, Yan-Cing
    Keywords: 專利蟑螂
    非實施專利實體
    專利訴訟策略
    專利權濫用
    Patent troll
    Non-Practicing Entity (NPE)
    Patent litigation strategy
    Patent abuse
    Date: 2022
    Issue Date: 2022-10-05 09:10:03 (UTC+8)
    Abstract: 專利蟑螂(patent troll)本身不實施專利,亦不從事商品製造,而透過四處收購專利後,積極向目標企業發送授權信或警告函,達到索取權利金的目的,或是透過大舉興訟的方式,間接使目標企業在訴訟中妥協和解,這樣的角色在各項產業中屢見不鮮。本文從上述問題出發,透過文獻探討,分析專利蟑螂的性質與爭議,專利蟑螂之商業模式不但未能有效落實專利法鼓勵創新、促進科學進步的立法意旨,反而使營運企業為此疲於奔命,減低企業之創新研發量能,亦形成一種社會資源的浪費。專利蟑螂利用制度巧取利益之行為可能已構成權利濫用,本文進一步探究其所衍生的問題,同時帶出企業營運上所面臨的隱憂。
    美國為專利蟑螂訴訟最為猖獗的國家,故本文將以此作為探討中心,探究我國資通訊企業面對專利蟑螂時所可能面臨之難題,透過案例分析與深度訪談窺探企業內部所遭遇之實質困境、企業現行的應對作法,並嘗試從既有判決中梳理法院見解,歸納出各項抗辯於案件適用之可行性,為我國資通訊企業擬訂出較佳之防禦策略。同時本文亦對現行美國司法訴訟制度進行評析,認為專利蟑螂於美國橫行部分歸因於專利審查品質寬鬆、些許法院對於專利權人特別友好、美國律師費及訴訟成本高昂等因素,無形中孕育出較有利於專利蟑螂的局面,若能針對制度上進行調整,將有助於遏止專利蟑螂有恃無恐地對營運企業發動攻擊。
    Patent troll refers to a patentee that does not practice the patent by itself, and not engage in making products either. Instead, after acquiring patents through various channels, they actively send demend letters or warning letters to the target enterprise, in order to obtain the royalties. Patent troll typically make enterprises compromise to settle by launching a litigation. It occurs frequently in several industries. As noted above, this essay will start from literature research, analyze the controversy issue over patent troll. The business model of patent troll not only against the purpose of the patent system, but also cause lots of waste of social resources. In addition to the financial impacts, it can also harm the operation and innovation of the enterprise. Therefore, the way of patent troll obtaining benefits seems like an abuse of patent rights. This essay will further discuss the problems arising from patent troll, and the worries faced by the enterprises.
    Compared to other countries, patent troll litigation happened more frequently in the United States. Thus, this essay will focus on discussing the dilemma Taiwanese ICT enterprises’s encounter when they face a U.S. patent troll lawsuit. Find out the strategies that adopt by the enterprises through the interview, and sort out the court`s opinions as well. At the same time, this essay will summarize the feasibility of different answers, try to give some advices for the Taiwanese ICT enterprises. The reason why patent troll problem is more serciously in United States, partly owing to the loose quality of patent examination, and some courts are particularly friendly to the patent holders. High legal fees and litigation costs also rise the settle desire of the enterprise. These situations are more favorable for patent troll. If some part of legal system can be adjusted moderately, it will lower patent troll’s temptation of launching attacks on operating enterprises arbitrarily.
    Reference: 一、中文文獻
    (一)專書
    1. 王承守、鄧穎懋(2004)。《美國專利訴訟攻防策略運用》。台北:元照。
    2. 張宇樞(2009)。《美國專利訴訟實務》。台北:經濟部智慧財產局。
    3. 陳歆(2012)。《美國專利訴訟關鍵案例解讀》。台北:元照。
    (二)期刊論文
    1. 王立達(2018)。〈標準必要專利權行使之國際規範發展與比較分析──FRAND承諾法律性質、禁制令、權利金與競爭法規制〉,《月旦法學雜誌》,第275期,頁87-110。
    2. 王怡婷(2014)。〈大學型非專利實施實體發展動向觀察-以威斯康辛大學麥迪遜分校校友研究基金會(WARF)實務運作為例〉,《科技法律透析》,第27卷第1期,頁15-21。
    3. 何曜任(2011)。〈美國法專利權濫用理論對我國法之啟示〉,《智慧財產評論》,第9卷第2期,頁1-42。
    4. 周瑋祺(2014)。〈美國國際貿易委員會涉及標準專利(SEPs)案件所核發限制禁止命令遭否決撤銷〉,《科技法律透析》,第26卷第1期,頁8-9。
    5. 林鵬飛(2014)。〈防禦型專利集合之創新商業模式:RPX個案研究〉,《智慧財產月刊》,第189期,頁70-108。
    6. 邱敬淵(2016)。〈專利蟑螂與市場競爭〉,《公平交易委員會電子報》,第53期,頁1-5。
    7. 陳世傑(2013)。〈美國SHIELD法案圍堵專利蟑螂之思考〉,《科技法律透析》,第25卷第7期,頁2-3。
    8. 陳在方(2017)。〈美國專利紛爭解決之關鍵性變革〉,《交大法學評論》,第2期,頁1-62。
    9. 陳志清(2010)。〈企業與未實施專利實體之互動關係及因應策略(上)〉,《專利師》,第2期,頁43-51。
    10. 陳國成(2016)。〈我國均等論實務之發展——由最高法院102年度台上字第1986號判決觀察〉,《科技法學評論》,第13卷第1期,頁70-114。
    11. 馮浩庭(2008)。〈美國專利訴訟程序之研究——現況、困境與美國國會之修法回應〉,《智慧財產月刊》,第110期,頁71-97。
    12. 楊宏暉(2016)。〈標準關鍵專利之濫用與限制競爭〉,《公平交易季刊》,第23卷第4期,頁35-86。
    13. 楊智傑(2012)。〈美國智慧財產權訴訟中核發禁制令之審查〉,《智慧財產月刊》,第160期,頁51-100。
    14. 蔡宗霖(2017)。〈律師費轉嫁機制於美國專利法第285條之運用——以ICON Health & Fitness v. Octane Fitness為例〉,《專利師》,第29期,頁30-60。
    15. 羅育如(2015)。〈大學研發成果商業化評估方法初探〉,《科技法律透析》,第27卷第11期,頁13-20。
    16. 蘇昱婷、劉尚志(2013)。〈美國智慧財產權訴訟中核發禁制令之審查〉,《智慧財產月刊》,第177期,頁56-104。
    (三)網路資料
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    二、外文文獻
    (一)專書
    1. E. Allan Farnsworth, An introduction to the Legal System of the United States (third ed. 1999).
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    (四)國會法案/政策草案
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    Description: 碩士
    國立政治大學
    科技管理與智慧財產研究所
    108364209
    Source URI: http://thesis.lib.nccu.edu.tw/record/#G0108364209
    Data Type: thesis
    DOI: 10.6814/NCCU202201521
    Appears in Collections:[科技管理與智慧財產研究所] 學位論文

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