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| Title: | 論人工智慧相關發明與專利充分揭露要件
Discuss the AI-related Inventions and Sufficiency of disclosure in Patent Law |
| Authors: | 吳玉珍
Wu, Yu-Zhen |
| Contributors: | 沈宗倫
吳玉珍
Wu, Yu-Zhen |
| Keywords: | 專利法
人工智慧
電腦軟體相關專利
據以實現
充分揭露
Patent law
Artificial Intelligence
Computer software-related patents
Enablement
Sufficiency of disclosure |
| Date: | 2024 |
| Issue Date: | 2024-09-04 14:51:37 (UTC+8) |
| Abstract: | 近年來人工智慧之發展興盛，在日常生活及產業界都漸漸佔有一席之地，各國對於人工智慧也日趨重視，紛紛提出相關的重要策略及發展計畫，人工智慧及相關法律研究也成為世界關注議題，其中人工智慧專利之數量大幅提升，相關專利申請成長速率可觀。
自專利制度充分揭露要件觀察，係藉由專利發明資訊之揭露，使從事相關技術領域之人得以了解發明創作內容，避免重複投入資源，並且讓發明專利成為未來創新基石，提升相關技術領域產業水準，貢獻產業發展，實具有公益之性質，故本文將先討論各國充分揭露要件重點、審查基準及實務案例。
而人工智慧的本質是由演算法而生，其發展歷程亦與技術特性相關，透過人工智慧發展情形及技術演進，將能更了解人工智慧於專利制度上所遭遇之難題；又人工智慧自演算法出發並透過電腦軟體程式所建構，因此人工智慧相關發明通常以電腦軟體或電腦實現發明觀點進行審查，人工智慧相關發明實與電腦軟體發明具有密切關聯，從各國實務觀察，普遍將人工智慧相關發明列入電腦實施發明之子類別，因此電腦軟體發明實務審查之發展亦為了解人工智慧相關發明審查之重點。
另外，對於人工智慧相關發明目前各國審查基準之調整以及案例之發展，也具有細微之不同，本文將聚焦於人工智慧相關發明實務上針對充分揭露要件之討論及相關判決作為重點研究內容，最後探討人工智慧專利在充分揭露要件上可能之解決方案及挑戰。
In recent years, the development and prosperity of AI have gradually occupied a place in daily life and industry. Many countries have also paid increasing attention to AI and proposed essential strategies and development plans. AI and AI-related legal research have also become issues of concern worldwide. The number of AI-related patents has increased significantly, and the growth rate of AI-related patent applications is considerable.
From the perspective of the disclosure requirement of patent law, a patent application discloses a claimed invention in sufficient detail so that the person skilled in the art can carry out that claimed invention. It will help avoid duplication of effort, make patents fundamental to innovation, raise the industrial and technical level to drive industry development and serve the public good. Therefore, this paper will first discuss the critical points of sufficiency of disclosure and consider how to examine the requirements and practices in various countries.
AI is a set of algorithms, and its development process is also related to technical characteristics. We can better understand the difficulties AI-related applications encounter in the patent law system through the evolution of AI technology. In addition, AI starts from algorithms and constructs through software programs. Therefore, AI-related inventions are usually examined from the perspective of computer software or computer-implemented inventions. AI-related inventions are closely related to computer software inventions. From practical observations in various countries, AI-related inventions are generally included in the subcategory of computer-implemented inventions. Therefore, the development of a practical review of computer software invention applications is also the focus of understanding the examination of AI-related invention applications.
In addition, there are subtle differences in the current adjustment of examination standards and the development of cases in various countries for AI-related inventions. We will focus on discussing disclosure requirements and related judgments in the practice of AI-related inventions as the main point of this paper. Finally, we will discuss the possible solutions and challenges in the sufficiency of disclosure for AI-related patents. |
| Reference: | 壹、中文資料(按作者姓氏筆畫排序)
一、書籍
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二、期刊論文
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(八)、陳志遠，論專利說明書充分揭露之界線－－以文獻種類對於「所屬技術領域中具有通常知識者」影響為核心，專利人，36期，2018年。
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三、碩博士論文
(一)、黃雯琪，人工智慧專利保護要件之研究，國立高雄大學財經法律學系碩士論文，2020 年。
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四、法院判決
(一)、智慧財產法院105年度行專訴字第3號判決。
(二)、智慧財產法院109年度行專訴字第20號。
(三)、智慧財產法院110年度行專訴字第23號。
五、報告或官方文件
(一)、中國國家知識產權局，專利審查指南，2023年12月。
(二)、經濟部智慧財產局，我國人工智慧相關專利申請概況及申請人常見核駁理由分析，2019年12月。
(三)、經濟部智慧財產局，專利審查基準彙編，2023年7月。
(四)、經濟部智慧財產局，資訊科技專利審查案例彙編，2022年1月。
六、網路資源
(一)、ChatGPT 引爆「生成式 AI 元年」強化自學力，讓你「役物，而不役於物」，TechNews，2023年4月18日，https://technews.tw/2023/04/18/chatgpt-work-application/ (最後檢視時間：2024/07/21)。
(二)、人工智慧加速科技奇點到來，軟體、金融、醫療、教育、製造產業樣貌將大不同，天下雜誌，2023年9月8日，https://www.cw.com.tw/article/5127084 (最後檢視時間：2024/07/21)。
貳、外文資料(按作者首字母排序)
I.Books
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III.Conference Papers
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V.Cases
1.AK Steel Corp. v. Sollac, 344 F.3d 1234 (Fed. Cir. 2003)
2.Alice Corp. v. CLS Bank International, 573 U.S. 208, 134 S. Ct. 2347, 189 L. Ed. 2d 296, 24 Fla. L. Weekly Supp. 870 (2014).
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5.Bayer AG v. Schein Pharms., Inc., 301 F.3d 1306 (Fed. Cir. 2002).
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7.Blackboard v. DESIRE2LEARN, 574 F.3d 1371, 368 F. App'x 111 (Fed. Cir. 2009).
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12.EPO Case Number T 0258/03 (Apr. 21, 2004).
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14.EPO Case Number T 0641/00 (Sep. 26, 2002).
15.EPO Case Number T 0676/94 (Feb. 06, 1996).
16.EPO Case Number T 1191/19 (Apr. 01, 2022).
17.EPO Case Number T 1227/05 (Dec.13, 2006).
18.EPO Case Number T 1845/14 (Nov.08, 2018).
19.EPO Case Number T 2237/09 (Sep. 30, 2011).
20.EPO Case Number T 2574/16 (Nov. 21, 2019).
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23.Hybritech Inc. v. Monoclonal Antibodies, Inc., 802 F.2d 1367 (Fed. Cir. 1986).
24.In re Colianni, 561 F.2d 220, 224, 195 USPQ 150, 153 (CCPA 1977).
25.In re Fisher, 427 F.2d 833, 839, 166 USPQ 18, 24 (CCPA 1970).
26.In re Ghiron, 442 F.2d 985, 169 U.S.P.Q. 723 (CCPA 1971).
27.In re Glass, 492 F.2d 1228, 181 U.S.P.Q. 31 (CCPA 1974).
28.In re GPAC Inc., 57 F.3d 1573, 35 U.S.P.Q.2d 1116 (Fed. Cir. 1995).
29.In re Hogan, 559 F.2d 595 (CCPA 1977).
30.In re Marzocchi, 439 F.2d 220, 169 U.S.P.Q. 367 (CCPA 1971).
31.In re Wands, 858 F.2d 731 (Fed. Cir. 1988).
32.In re Wright, 999 F.2d 1557, 27 U.S.P.Q.2d 1510 (Fed. Cir. 1993).
33.Juno Therapeutics, Inc. v. Kite Pharma., 10 F.4th 1330 (Fed. Cir. 2021).
34.Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 132 S. Ct. 1289, 182 L. Ed. 2d 321, 23 Fla. L. Weekly Supp. 189 (2012).
35.O'REILLY ET AL. v. MORSE ET AL, 56 U.S. 62 (1853).
36.Pannu v. Iolab Corp., 155 F.3d 1344 (Fed. Cir. 1998).
37.Regents of the Univ. of Cal. v. Lilly & Co., 119 F.3d 1559, 43 U.S.P.Q.2d (BNA) 1398 (Fed. Cir. 1997).
38.The Incandescent Lamp Patent, 159 U.S. 465, 16 S. Ct. 75 (1895).
39.Vasudevan Software, Inc. v. MicroStrategy, Inc., 782 F.3d 671, 114 U.S.P.Q.2d 1349 (Fed. Cir. 2015).
40.Zipher Ltd v. Markem Systems Ltd [2008] EWHC 1379.
VI.Reports or Official Documents
1.European Patent Office & Japan Patent Office, Comparative Study On Computer Implemented Inventions/Software Related Inventions Report 2021 EPO & JPO(2020), available at https://www.jpo.go.jp/news/kokusai/epo/document/software_201903/01_en.pdf (Last visited: 2024/07/21).
2.European Patent Office, Case Law of the Boards of Appeal, 10 edition 2022, available at https://link.epo.org/web/case_law_of_the_boards_of_appeal_2022_en.pdf (Last visited: 2024/07/21).
3.European Patent Office, Guidelines for Examination in the European Patent Office (March 2024), available at https://link.epo.org/web/legal/guidelines-epc/en-epc-guidelines-2024-hyperlinked.pdf (Last visited: 2024/07/21).
4.European Patent Office, Patenting artificial intelligence: Conference summary (European Patent Office Munich 2018), available at https://e-courses.epo.org/pluginfile.php/23523/mod_resource/content/2/Summary%20Artificial%20Intelligence%20Conference.pdf (Last visited: 2024/07/21).
5.European Patent Office, Report of the IP5 expert round table on artificial intelligence (2018), available at https://link.epo.org/ip5/IP5+roundtable+on+AI_report_22052019.pdf (Last visited: 2024/07/21).
6.Japan Patent Office & China National Intellectual Property Administration, Comparative Study On AI-Related Inventions Report 2023 JPO and CNIPA (2024), available at https://www.jpo.go.jp/e/news/kokusai/cn/ai_report_2023_e.html (Last visited: 2024/07/21).
7.Japan Patent Office, Examination Handbook for Patent and Utility Model in Japan, March 2024.
8.Japan Patent Office, Recent Trends in AI-related Inventions (2023), available at https://www.jpo.go.jp/e/system/patent/gaiyo/ai/document/ai_shutsugan_chosa/report.pdf (Last visited: 2024/07/21).
9.SCP, Background Document on Patents and Emerging Technologies, U.N. Doc. E/SCP/30/5(2019).
10.SCP, Study on the sufficiency of disclosure, E/SCP/22/4(2015).
11.United States Patent and Trademark Office, 2019 Revised Patent Subject Matter Eligibility Guidance, 84 FR 50 (2019).
12.United States Patent and Trademark Office, Examining Computer-Implemented Functional Claim Limitations for Compliance With 35 U.S.C. 112, 84 FR 57 (2019).
13.United States Patent and Trademark Office, Inventing AI: Tracing the diffusion of artificial intelligence with US patents (2020) , available at https://www.uspto.gov/sites/default/files/documents/OCE-DH-AI.pdf (Last visited: 2024/07/21).
14.United States Patent and Trademark Office, Inventorship Guidance for AI-Assisted Inventions (2024), available at https://www.federalregister.gov/documents/2024/02/13/2024-02623/inventorship-guidance-for-ai-assisted-inventions (Last visited: 2024/07/21).
15.United States Patent and Trademark Office, Manual of Patent Examining Procedure (Feb. 2023), available at https://www.uspto.gov/web/offices/pac/mpep/index.html (Last visited: 2024/07/21).
16.United States Patent and Trademark Office, Patent eligible subject matter: Public views on the current jurisprudence in the United States (2022), available at https://www.uspto.gov/sites/default/files/documents/USPTO-SubjectMatterEligibility-PublicViews.pdf (Last visited: 2024/07/21).
17.United States Patent and Trademark Office, Public Views on Artificial Intelligence and Intellectual Property Policy (2020), available at https://www.uspto.gov/sites/default/files/documents/USPTO_AI-Report_2020-10-07.pdf (Last visited: 2024/07/21).
18.World Intellectual Property Organization, Getting the Innovation Ecosystem Ready for AI: An IP policy toolkit, GENEVA: WORLD INTELLECTUAL PROPERTY ORGANIZATION (2024), available at https://www.wipo.int/publications/en/details.jsp?id=4711 (Last visited: 2024/07/21).
19.World Intellectual Property Organization, Patent Landscape Report - Generative Artificial Intelligence (GenAI) , GENEVA: WORLD INTELLECTUAL PROPERTY ORGANIZATION (2024), available at https://www.wipo.int/web-publications/patent-landscape-report-generative-artificial-intelligence-genai/assets/62504/Generative%20AI%20-%20PLR%20EN_WEB2.pdf (Last visited: 2024/07/21).
20.World Intellectual Property Organization, WIPO technology trends 2019: Artificial intelligence, GENEVA: WORLD INTELLECTUAL PROPERTY ORGANIZATION (2019), available at https://www.wipo.int/edocs/pubdocs/en/wipo_pub_1055.pdf (Last visited: 2024/07/21).
21.World Intellectual Property Organization, World Intellectual Property Report 2022 - The Direction of Innovation, GENEVA: WORLD INTELLECTUAL PROPERTY ORGANIZATION (2022), available at https://www.wipo.int/edocs/pubdocs/en/wipo-pub-944-2022-en-world-intellectual-property-report-2022.pdf (Last visited: 2024/07/21).
22.World Intellectual Property Organization, World Intellectual Property Report 2024- Making Innovation Policy Work for Development, GENEVA: WORLD INTELLECTUAL PROPERTY ORGANIZATION (2024), available at https://www.wipo.int/edocs/pubdocs/en/wipo-pub-944-2024-en-world-intellectual-property-report-2024.pdf (Last visited: 2024/07/21).
VII.Doctoral Dissertations and Master’s Theses
1.Paul Werbos, Beyond regression: New tools for prediction and analysis in the behavioral sciences, PHD THESIS, COMMITTEE ON APPLIED MATHEMATICS, HARVARD UNIVERSITY, CAMBRIDGE, MA (1974).
VIII.Internet Source
1.Automatic Language Processing Advisory Committee, Language and Machines: Computers in Translation and Linguistics (1966).
2.Daniel Zhang, et al., Artificial Intelligence Index Report 2022 (2022) , available at https://aiindex.stanford.edu/wp-content/uploads/2022/03/2022-AI-Index-Report_Master.pdf (Last visited: 2024/07/21).
3.Dario Amodei, Danny Hernandez, AI and compute (2018), available at https://openai.com/research/ai-and-compute (Last visited: 2024/07/21).
4.ImageNet Large Scale Visual Recognition Challenge (ILSVRC), available at https://www.image-net.org/challenges/LSVRC/ (Last visited: 2024/07/21).
5.IP5, Examination practices on AI-related inventions (2023), available at https://www.jpo.go.jp/news/kokusai/ip5/document/gochou_ai/chart.pdf (Last visited: 2024/07/21).
6.IP5, IP5 NET/AI roadmap (2021), available at https://link.epo.org/ip5/IP5_NET_AI_roadmap_FIN.pdf (Last visited: 2024/07/21).
7.IP5, IP5 NET/AI Task Force Scoping document (2020), available at https://link.epo.org/ip5/IP5+NET_AI+TF+scoping+document.pdf (Last visited: 2024/07/21).
8.James Lighthill, Artificial intelligence: A general survey (Science Research Council London 1973).
9.JavaTpoint, Deep learning vs. Machine learning vs. Artificial Intelligence, available at https://www.javatpoint.com/deep-learning-vs-machine-learning-vs-artificial-intelligence (Last visited: 2024/07/21).
10.Joe Osborne, Google’s tensor processing unit explained: this is what the future of computing looks like, 6 TECHRADAR (2017),available at https://www.techradar.com/news/computing-components/processors/google-s-tensor-processing-unit-explained-this-is-what-the-future-of-computing-looks-like-1326915 (Last visited: 2024/07/21).
11.Michael Chui, et al., The economic potential of generative AI, (2023), available at https://www.mckinsey.com/capabilities/mckinsey-digital/our-insights/the-economic-potential-of-generative-ai-the-next-productivity-frontier (Last visited: 2024/07/21).
12.Michael Chui, et al., The state of AI in 2022—and a half decade in review (2022), available at https://www.mckinsey.com/capabilities/quantumblack/our-insights/the-state-of-ai-in-2022-and-a-half-decade-in-review (Last visited: 2024/07/21).
13.Michael Chui, et al., The state of AI in 2023: Generative AI’s breakout year (2023), available at https://www.mckinsey.com/capabilities/quantumblack/our-insights/the-state-of-ai-in-2023-generative-ais-breakout-year (Last visited: 2024/07/21).
14.Patrick Heckeler, Software patent applications: How the EPO examines innovative software, available at https://www.bardehle.com/europeansoftwarepatents/software-patent-epo/ (Last Visited 2024/07/21).
15.Ray Perrault & Jack Clark, Artificial Intelligence Index Report 2024 (2024), available at https://aiindex.stanford.edu/wp-content/uploads/2024/05/HAI_AI-Index-Report-2024.pdf (Last visited: 2024/07/21).
16. United States Patent and Trademark Office, AI-related resources, available at https://www.uspto.gov/initiatives/artificial-intelligence/artificial-intelligence-resources (Last visited: 2024/07/21).
17.What is the ACL and what is Computational Linguistics?, available at https://www.aclweb.org/portal/what-is-cl (Last visited: 2024/07/21).
18.World Economic Forum, Future of jobs report 2023 (2023), available at https://www3.weforum.org/docs/WEF_Future_of_Jobs_2023.pdf (Last visited: 2024/07/21).
19.Young Global Leaders, World Economic Forum Annual Meeting 2016 : Mastering The Fourth Industrial Revolution(2016), available at https://www.weforum.org/publications/world-economic-forum-annual-meeting-2016-mastering-the-fourth-industrial-revolution/ (Last visited: 2024/07/21).
20.浅川直輝，ChatGPTの登場「AI進化の分岐点に」ソニーG北野CTO，日本経済新聞，2023年2月16日，https://www.nikkei.com/article/DGXZQOUC139810T10C23A2000000/ (最後檢視時間：2024/07/21)。 |
| Description: | 碩士
國立政治大學
法律科際整合研究所
107652022 |
| Source URI: | http://thesis.lib.nccu.edu.tw/record/#G0107652022 |
| Data Type: | thesis |
| Appears in Collections: | [法律科際整合研究所] 學位論文
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