Loading...
|
Please use this identifier to cite or link to this item:
https://nccur.lib.nccu.edu.tw/handle/140.119/59858
|
| Title: | 台灣金融檢查一元化制度之研究-從執行面分析
A research on the unified financial examination system in Taiwan – analysis from executing aspect |
| Authors: | 姜正和 |
| Contributors: | 黃智聰
姜正和 |
| Keywords: | 金融檢查
金融檢查一元化制度
金融機構
檢查局
Financial Examination
Unified Financial Examination System
Financial Institution
the Financial Examination Bureau (FEB) |
| Date: | 2010 |
| Issue Date: | 2013-09-03 16:07:40 (UTC+8) |
| Abstract: | 台灣金融檢查原由財政部金融局、中央銀行金融業務檢查處及中央存款保險公司以分工方式辦理，後為求檢查標準一致，於2004年7月移撥各金檢單位人力，成立行政院金融監督管理委員會檢查局，統籌辦理金融檢查相關事宜，台灣金融檢查邁入一元化時代。檢查局成立迄今已近七年，現行金融檢查一元化制度是否有調整或檢討之處？本文研究目的將針對台灣現行金融檢查一元化制度之運作情形予以分析，探討以下問題。一、對金融檢查「一元化」情形之探討；二、一元化對金融檢查任務影響之探討；三、一元化對檢查後導正措施影響之探討；四、一元化金融檢查對金融機構成本負擔之探討，並進一步訪談金融機構主管及資深金融檢查人員，提供具體建議供台灣日後檢討金融檢查一元化制度之參考。
The on-site examinations of financial institutions in Taiwan were carried out by three different agencies - the Ministry of Finance (Bureau of Monetary Affairs), the Central Bank (Department of Financial Inspection), and the Central Deposit Insurance Corporation. For consistent standards of financial examinations, the Financial Supervisory Commission Financial Examination Bureau (FEB) was then set up on July 1, 2004, with examiners came from these three agencies. The FEB is responsible for examining financial institutions and examination connected therewith. The financial examination system in Taiwan is then in unified era.
The FEB was set up almost seven years till now. Would there be any adjustment needed for the financial examination system, or should the financial examination system need to be reexamined? The purpose of this study is to analyze the operating conditions of current unified financial examination system in Taiwan and to investigate the following issues: 1. Investigating the situation of “unification” in financial examination system. 2. Investigating the influence of the executing results of financial examination in the implementation of unified financial examination system. 3. Investigating the influence of the correcting mechanisms post financial examinations in the implementation of unified financial examination system. 4. Investigating the influence of the burden costs of financial institutions in the implementation of unified financial examination system. Further more, interviewing some officers of financial institutions and senior financial examiners to provide some amendable suggestions as references when reexamine the unified financial examination system in Taiwan. |
| Reference: | 一、中文部分
王富美（1992），《金融檢查制度之研究》。台北：國立政治大學財政研究
所碩士論文。
邱旻右（1996），《英國金融檢查-外部稽核代替主管機關檢查之研究》。台
北：中央存款保險公司。
李儀坤（1993），《日本金融檢查實務》。台北：財政部金融局儲委會金融
研究小組。
林莉蕙、孫致中、嚴盛堂、戴志揚、林麗雯（1991），《強化我國當前金融
監理制度之研究》。台北：中央存款保險公司。
范正權（2001），《金融檢查制度》。台北：台灣金融研訓院。
侯如美（1996），《我國金融檢查制度與檢查實務之研究-兼論選擇權訂價
理論之應用》。台北：國立臺灣大學會計研究所碩士論文。
施宜君（2001），《美國金融檢查及評等制度之研究》。台北：財政部金融
局。
姚孟君（2008），《我國金融檢查制度之研究》。台北：東吳大學法學院法律學系碩士論文。
胡鐸清（2005），《金融監理與金融檢查實務》。台北：台灣金融研訓院。
黃仁德、曾令寧（2006），《各國金融檢查制度趨勢發展之研究》。台北：國立政治大學台灣研究中心。
梁榮輝、余惠芳 、劉金華（2007），《金融機構管理》。台中：吉遠出版社。
二、英文部分
Canals, Jordi (1997), Universal Banking, International Comparisons And Theoretical Perspectives. Oxford: Oxford University Press.
Comptroller’s Handbook (1996), Bank Supervision Process. Washington, D. C.: Comptroller of the Currency, Administrator of National Banks.
Hall, Maximilian J. B. (1989), Handbook Of Banking Regulation And Supervision. Cambridge: Woodhead Faulkner.
Lash, Nicholas A. (1987), Banking Laws and Regulations: An Economic Perspective. New Jersey: Prentice – Hall, Inc.
Norton, Joseph J. (1991), Bank Regulation And Supervision In The 1990s. London: Lloyd’s of London Press Ltd.
Penn, Graham (1989), Banking Supervision. London: Butterworths.
Robertson, Ross M. and Jesse H. Stiller (1995), The Comptroller And Bank Supervision A Historical Appraisal. Washington, D.C.: The Office of the Comptroller of the Currency. |
| Description: | 碩士
國立政治大學
行政管理碩士學程
98921026
99 |
| Source URI: | http://thesis.lib.nccu.edu.tw/record/#G0098921026 |
| Data Type: | thesis |
| Appears in Collections: | [行政管理碩士學程(MEPA)] 學位論文
|
Files in This Item:
| File |
Size | Format | |
|---|
| 102601.pdf | 412Kb | Adobe PDF2 | 1175 | View/Open |
|
All items in 政大典藏 are protected by copyright, with all rights reserved.
|
